Feldman, Ingardona & Company, Logo

2001 Butterfield ROAD, sUITE 170
Downers Grove, IL 60515

pHONE: (630) 663-1800
pHONE: (800) 457-8396

fAX: (630) 663-9572

Privacy Policy

Feldman, Ingardona & Co. is registered with the Securities and Exchange Commission as an Investment Advisor and a General Securities Broker/Dealer. We are providing this Notice of Privacy Policy in order to comply with the SEC's Privacy of Consumer Financial Information rule, commonly known as Regulation S-P. We have always been committed to maintaining the confidentiality, integrity, and security of personal information and how we use it to service your account.

We hope you will take a moment to review our policy as explained in the Privacy Statement below.


Protecting your personal information is an important priority for Feldman, Ingardona & Co. Our privacy policy is designed to support this objective. Feldman, Ingardona & Co. uses personal information collected about you to provide you with the superior service you have come to expect from us. We may use this information in order to develop, offer and deliver services; process transactions in your account; respond to your inquiries, or to fulfill legal and regulatory requirements.

We may collect nonpublic personal information about you from any of the following sources:

*Information provided by you on applications or other related forms (examples include name, address, Social Security number, and date of birth)
*Information arising from your investments in your accounts (examples include trading history and balances)
*Information gathered from discussions with our staff

Feldman, Ingardona & Co. does not disclose any nonpublic personal information about you, unless you have specifically authorized us to do so or if law requires it. We do disclose provided information, as described above, to National Financial Services, LLC in connection with its services in maintaining your account(s) and clearing transactions.

We limit the access to the information we have about you to those who need to know that information in order to perform with the advisory services that we have agreed to provide to you. We maintain physical, electronic, and procedural safeguards in keeping with both.